Negotiation

Fall 2007

Professor Michael Moffitt

Office 308        346-0506         mmoffitt@law.uoregon.edu

 

Course Memo

 

Introduction

 

During the ten weeks of this course, we will engage in an introductory exploration of the practice(s) of negotiation.  My goal is to help you to improve your skills in understanding and conducting negotiations in a variety of contexts.  I do not believe that there is a single “best” or “correct” way to negotiate.  At the same time, it is my experience that there are better and worse sets of practices.  I have every confidence that over the term, you will develop an improved sense of the approach(es) to negotiation that you believe will serve you best in various contexts.  With some hard work and careful reflection, I believe that you will become more observant, purposeful, analytically skilled, behaviorally agile, and persuasive negotiators.  I have designed the course toward those aims.

 

This course is structured somewhat differently than many courses you may have taken previously.  This course requires significant attention and effort during the term.  You will be asked to prepare a number of materials for each class session.  In many ways, the ideas we will cover in Negotiation are not terribly complex – until you try to put them into practice.  I suspect that you will find the course exhausting at times, and I hope that you will find it rewarding as well.

 

Before describing the course in more detail, I would like to share a few thoughts about negotiation and about the class with you. 

 

            1. Negotiation is everywhere.  For purposes of learning, I think the most helpful definition of negotiation is broad.  I would suggest that a useful definition of negotiation is any effort to influence or persuade someone else to a particular course of action, though I am open to many other competing definitions.  The important thing is to note that by “negotiation” I do not refer simply to the highly formalized or stylized negotiations that make for blurbs in the news.  You negotiate with your roommates, your friends, your colleagues, your professors, and any number of other people all the time.  (Indeed, you negotiate with yourselves perhaps most of all.  Some of that, though, goes far beyond what we will study in this course.)  I strongly suspect – and hope – that as you go through this course, you will begin to observe some of your interactions with others with a new perspective.

 

            2. Like any skill, negotiation aptitude can improve with careful work.  There is a popular perception that some people are “born negotiators,” while others among us somehow “don’t have it.”  In fact, all of us are born negotiators.  Anyone who has ever dealt with infants and children for very long knows that negotiating begins very early in life.  Since the time when we were very young, most of us have broadened our negotiation repertoires through a process of observation, experimentation, and reflection.  The course aims to provide you with intensive opportunities to do all three of those things.  Unlike a course in Civil Procedure or Medieval Poetry or Antitrust or Differential Equations, to which you come with very little personal experience, you come to this course with many years of experience negotiating.  While you may not have yet negotiated in a particular professional setting, there are some important lessons to be drawn from the experience you already have.

 

            3. There is no single, universal “best” way to negotiate.  We will consider many different approaches to negotiation over the semester.  Your goal should not be to hunt for the one that is the “right” answer.  Negotiation is a dynamic, context-sensitive enterprise.  I am deeply suspicious about efforts to create universal negotiation rules (“always/never give the first offer,” “always/never negotiate in private,” “always/never walk out,” and so on) because they ignore important differences in context, in personal comfort, in goals, and in counterparts.  At the same time, I will encourage you strongly to develop a rich set of guidelines for yourselves – practices that form something of a personal default, from which you can vary if you perceive a strategic reason to do so.  We will practice some scenarios that will permit practice of baseline approaches and some scenarios that will likely demand that you expand your repertoire in order to be successful.

 

            4. Learning to negotiate need not be a competition.  Many people see negotiation as a competition to be “won,” and we will talk at great length about whether and when this view of negotiation is accurate or helpful.  Regardless of whether you view negotiation as a competition, however, my experience teaching negotiation has convinced me that learning negotiation need not and should not be a competitive endeavor.  This is a course aimed at improving skills.  By definition, it will require everyone in the class to experiment with different approaches, searching for the things that seem to work best.  That kind of genuine experimentation can take place only in a learning environment that is open, supportive, honest and creative.  I will ask your help in making sure that we structure our time together in ways that help us best to create that atmosphere.

 

Reading

 

I will, on occasion provide handouts or electronic versions of some of the readings for this course.

 

Required Texts

 

      Roger Fisher, Bill Ury, and Bruce Patton, Getting to Yes: Negotiating Agreement Without Giving In (2d ed Penguin 1991).

      Douglas Stone, Bruce Patton and Sheila Heen, Difficult Conversations: How to Discuss What Matters Most (1999).

      Michael Moffitt & Robert Bordone, eds., The Handbook of Dispute Resolution (Jossey-Bass 2005).

 

A number of the reading assignments for this course will be drawn from this collection, and at least one other course in the master’s program also will be drawing materials from this book.  I can say – even accounting for the modesty-driven discomfort it causes me to do so – that The Handbook of Dispute Resolution is a high quality collection of materials authored by many of the leading figures in our field.  And, to assuage my own concern about the potential appearance of self-interest, I use any royalties I receive from this assignment to supplement my donations to the Public Interest fund here at the school.  If you have questions or concerns about this last text, please feel free to come talk with me.

 

Recommended Texts

 

There are many other outstanding texts on negotiation.  I have listed two others below, and I am happy to provide more guidance, if you are interested.  I have absolutely no expectation that you will read these texts.  I just thought I would give you a sense of some of the other outstanding materials out there.

      Howard Raiffa, The Art and Science of Negotiation (Belknap 1982).

      Robert Mnookin, Drew Tulumello, Scott Peppet, Beyond Winning: Negotiating to Create Value in Deals and Disputes (Belknap 2000).


 

Written Products, Grades, Participation and Attendance

 

Your grade in this course will be based on your participation and on the written materials you produce during the term, with each counting for roughly half of your grade.

 

Your class participation grade will be made up of a number of factors, including attendance, the quality of your contributions to class, and your preparation for and participation in class exercises.

 

ATTENDANCE IS REQUIRED FOR EVERY CLASS.  As with all classes, if you miss a class, your own education will suffer.  In this course, however, absences affect others as well.  In essentially every class, we will be doing simulated negotiations or exercises that will have you paired with one or more of your classmates.  If you are not present, your classmates will not have the experience they deserve and it will cause considerable logistical difficulties.  I understand, of course, that things sometimes happen that require absence.  I would ask, or even plead, that if you have to miss a class that you contact me with as much advance notice as possible.  Where appropriate, absences will be reflected in a student’s participation grade.  If you have any questions or concerns about this policy, please see me as soon as possible.

 

A Note on Negotiation Performance.  In some schools, a student’s grade in a negotiation course depends on her or his performance in the simulated negotiations.  For a variety of reasons I’ll describe in class, I do not believe that this creates an appropriate learning environment.  I will not, therefore, factor your results into your final grade, with the following exception:  On occasion, a student’s performance in a simulated negotiation reflects a lack of adequate preparation.  To the extent that you are clearly unprepared for a simulation, I will factor that into your overall Participation score.  My expectation, however, is that all of you will be well prepared, and that you will have varying degrees of “success” in your outcomes in simulations because you will be experimenting with different approaches.  Not everything you try will work out – that’s the nature of good experimentation.  Please experiment with various approaches – other than approaches that eschew preparation – without concern that it will affect your grade.

 

Contacting Me

I welcome the opportunity to get to know each of you better over the semester.  I am happy to meet with you during my office hours, and I also encourage you to email me to set up other times to meet.  My general contact information is included on the first page of this working syllabus.  My home phone number is _______.  Please understand that I have two daughters under the age of seven.  I recognize that sometimes in life, things will come up that require immediate attention.  I would ask that you exercise careful judgment in deciding whether to call me at home.

 

 

Daily Schedule

Following is the working syllabus for the course this semester.  I may decide to alter the contents of the class plans based on experiences during the semester.  I will give you as much notice as I can regarding any changes to our plans.  For each day, I have noted any reading assignments and cases to prepare.

 

 


Working Syllabus

 

Assignments for the first day: 

      Prepare to negotiate The Oil Pricing Case and the Inside Out Case.  Do not discuss either case with anyone else.

 

DAY ONE – September 24, 2007

Class plans for today:

Introduction to the Course

The Oil Pricing case

The Inside Out case

 

 

Assignments for the week: 

      Writing assignment #1

      Prepare the Sally Soprano case

      Read Getting to Yes 

 

 

DAY TWO – October 1, 2007

Class plans for today:

The Sally Soprano case

A Framework for Understanding Negotiation

 

 

Assignments for the week: 

      Writing assignment #2

      Prepare the PowerScreen case

      Read Bruce Patton, Negotiation, in The Handbook of Dispute Resolution

 

 

DAY THREE – October 8, 2007

Class plans for today:

The PowerScreen Case

Application Session

 

 

Assignments for the week: 

      Do not forget to schedule time to conduct your Chuck’s Wagon negotiations

      Writing assignment #3 – prepare packet to be turned in before start of the next class

      Prepare the Ruffles About Rifles case

      Read Jeffrey Senger, Decision Analysis in Negotiation, 87 Marq. L. Rev. 723 (2004). (handout)

      Read Marjorie Aaron, Finding Settlement with Numbers, Maps, and Trees in The Handbook of Dispute Resolution

      Read Michael Moffitt, Disputes As Opportunities to Create Value in The Handbook of Dispute Resolution

 


 

DAY FOUR – October 15, 2007

Class plans for today:

Value Creation

The Ruffles About Rifles Case

Methods of Distribution

Decision Analysis

 

 

Assignments for the week: 

      Writing assignment # 4 (exercise)

      Prepare The Conference case

      Read Difficult Conversations, Chapters 1-6

 

 

DAY FIVE – October 22, 2007

Class plans for today:

Difficult Behaviors

The Conference case

Application Session

 

 

Assignments for the week:

      No later than Thursday, October 25, 2007, complete the Chuck’s Wagon negotiations

      Writing assignment #5 (client memo).  Submit no later than 10am, Monday, October 29, 2007

      Read Difficult Conversations, Chapters 7-12

      Read emotions readings (handout)

 

DAY SIX – October 29, 2007

Class plans for today:

Communication

Listening and Framing Exercises

Feelings and Identity

The Casino Case

 

 

Assignments for the week: 

      Writing assignment #6

      Prepare the Role Reversal Exercise

      Prepare the Author! Author! case

 

 

DAY SEVEN – November 5, 2007

Class plans for today:

The Role Reversal Exercise

The Author! Author! case


 

Assignments for the week: 

      No later than the beginning of class on November 12, complete your client interview from the DONS case.  You should budget at least 90 minutes for this interview.

      Prepare the Author! Author! review

      Prepare the DONS case

      Read ethics materials (handout)

 

 

DAY EIGHT – November 12, 2007

Class plans for today:

The Author! Author! case review

The DONS case

 

 

Assignments for the week: 

      Writing assignment #7

      Read One-Text materials (handout)

      Prepare the Harborco case

 

DAY NINE – November 19, 2007

Class plans for today:

The One-Text Process

The Harborco case

Going Forward

 

 

Assignments for the week: 

      Submit your FINAL NEGOTIATION preparation materials no later than the beginning of your scheduled final negotiation

      Prepare (in your FINAL team) to negotiate the FINAL NEGOTIATION case

 

 

DAY TEN – November 26, 2007

Class plans for today:

Reserved for the FINAL NEGOTIATION

 

THREE GROUPS 2p-3:30p

THREE GROUPS 330p-5p

 

(I’ll tell them to keep going after that to completion)

 

DUE DATE for final materials: Noon, Monday, December 10, 2007